Today's Markets
Account Monitor
| Cause | Account | Client | RM | AUM (USD m) | Move | What happened |
|---|
1. Select Clients
2. Report Dates
Subscriptions
Latest build
Generated reports
| Report | Recipients | Frequency | Last sent | Status | Actions |
|---|---|---|---|---|---|
| Loading… | |||||
Asset Allocation
Currency Exposure
Country Exposure
Sector Exposure
Top Holdings
| # | Security | Ticker | Market Value (USD) | Unreal. P&L (USD) | % Net Assets |
|---|---|---|---|---|---|
| Load dashboard to see holdings | |||||
Loading the latest saved report…
AUM by Bank / Custodian
Top 10 Clients by AUM
Total AUM & Firm Products — Past 12 Months
⚠ Data completeness: The most recent month's AUM (amber dot) may be understated if not all account data has been uploaded to TAC yet. An amber dot on the products line means part of that month's monitored value is priced off a statement over 6 months old — hover it to see which products.
Net New Money — Past 12 Months
Deposits minus withdrawals — money clients have given or taken from the firm to manage
Net New Money — Underlying Flows
Every client deposit & withdrawal from both ledgers (Transactions + Cash Movements), converted to USD at month-end rates — the same convention as the chart above
Client AUM Breakdown
AUM by Bank / Custodian
| # | Bank / Custodian | AUM (USD) | % of Total |
|---|---|---|---|
| Load data to view | |||
Top 10 Clients by AUM
| # | Client | AUM (USD) | % of Total |
|---|---|---|---|
| Load data to view | |||
Top 10 Holdings (Firm-wide)
| # | Security | Isin/Ticker | Market Value (USD) | % of Total AUM |
|---|---|---|---|---|
| Load data to view | ||||
Error Log
Trades
| Trade Details | ◈ Suitability | |||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Trade ID | Exec Date | Client | Acct # | RM1 | Security | Type | Quantity | Price | CCY | Notional | Commission | Status | Approval | Approved By / At | Actions | Suitability | Obj | Strategy | Prod Info | PRR vs CRR |
| Set filters and click Search to load trades | ||||||||||||||||||||
Trade Confirms
| Date | Account | Security | Side | Qty | Bank | Trust |
|---|
Unconfirmed & disagreements
| Date | Account | Security | Side | Qty | Bank | Trust |
|---|
Upload statements, view holdings and transactions, and manage bank connections.
Compliance Exceptions
Licence breach records — review and resolve
| Date | Security | Requires | Source | Classification Pending? | Status | |
|---|---|---|---|---|---|---|
| Loading... | ||||||
Operations Analysis
Loading months…
Client test applicability
Switch off a test only when it cannot be assessed for that client. The next monthly run excludes it and records it as Not assessed, never as a pass.
| Client | RM / accounts | Loading tests… |
|---|---|---|
| Loading… | ||
Product approval
Changes apply to new securities only. Items already in the Product Approval Queue stay there.
Products that need approval
Tick a whole asset wrapper, or tick single product types inside it. A product type this firm has not listed yet, or a security with no asset wrapper, is always queued.
| Needs approval | Asset wrapper / product type |
|---|---|
| Loading… | |
Who may approve
Leave both lists empty and any Operations, Compliance, Responsible Officer or Admin user may approve, as today. Once anyone is listed, only the listed users and holders of the listed roles may approve — admins included. The legacy system keeps its own approver permission; change that in the legacy system.
Compliance Report
Half-yearly compliance deliverable. Sign-off restricted to Compliance, Ops, and Admin.
| Period | Status | Created | Last Edited | Signed Off | Actions |
|---|---|---|---|---|---|
| Loading… | |||||
Status — Draft: editable. Signed Off: locked; Compliance, Ops, or Admin can reopen.
Product Approval Queue
Securities pending RO review before trading is enabled.
| Created | Security ID | Security | Asset Wrapper | Product Type | Asset Class | Created By | Requires Licence | Status | |
|---|---|---|---|---|---|---|---|---|---|
| Loading... | |||||||||
Invoices
Private Investments
Deals no bank custodies — direct equity, notes, LP interests and fund commitments
Deal register
Add a deal
Securities Library
Browse, edit, and manage all securities in your securities master
| Security ID | Security Name | Ticker | ISIN | Description | Asset Class | Asset Wrapper | Product Type | Sector | PRR | Strike | K/O | Expiry/Mat. | CCY | Status | Created By | Created On | Docs | Linked Records | |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Loading… | |||||||||||||||||||
Security Alerts & Reviews
| Security | Rule | Reason | Proposed | Evidence | Status | ||
|---|---|---|---|---|---|---|---|
| Loading… | |||||||
Classification Policy
Reference definitions for Asset Wrapper categories. Admin and Ops/Compliance roles can edit these rules.
ℹ️ This policy is a reference guide in Phase 1. Engine wiring (auto-classification from these rules) is deferred to a follow-up session.
Custodians
Custodian Banks
| Bank | Code | Status | Carret's share | Contact | Telephone | ||
|---|---|---|---|---|---|---|---|
| Loading custodian banks… | |||||||
Clients
Every client, their agreement status and compliance position.
| Loading… |
Delete this account?
Delete this client?
System Updates
Track platform changes and your team's activity in one place.
Projects
Select a project
Documents
Retrocession Access
| Client | Account | Owner (RM1) | Slot | Team member | Retro access | |
|---|---|---|---|---|---|---|
| Loading… | ||||||
Users
| Name | Login | Role(s) | Status | Actions | ||
|---|---|---|---|---|---|---|
| Loading… | ||||||