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Client Report

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— Risk & Compliance Heat

Today's Markets

Daily market briefing — cross-referenced against your book.

Market Research Intelligence

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RM Performance

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1. Select Clients

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2. Report Dates

Asset Allocation

Currency Exposure

Country Exposure

Sector Exposure

Top Holdings

#SecurityTickerMarket Value (USD)Unreal. P&L (USD)% Net Assets
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AI

AI Assistant

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Ask questions about the portfolio.
What is the total AUM? Summarise the asset allocation What is the concentration risk? Which currencies are we exposed to?

Answers

View:
Breach check runs across all three classification dimensions simultaneously. A holding is flagged if it matches a limit category from any angle — product wrapper, product type, or underlying exposure. The "View Breakdown By" toggle above changes which angle is shown in the Breakdown column; it does not affect the breach check itself.
Allocation Breach Report

Click Scan to run the allocation breach check.

Admin access only — firm-wide aggregated data
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AUM by Bank / Custodian

Top 10 Clients by AUM

Total AUM — Past 12 Months

Data completeness: The most recent month's AUM (amber dot) may be understated if not all account data has been uploaded to the PMS yet.

Net New Money — Past 12 Months

Deposits minus withdrawals — money clients have given or taken from the firm to manage

Client AUM Breakdown

AUM by Year of Approval

Accounts with AUM > 0, grouped by approval year

Year # of Accounts Current AUM (USD) % of Firm
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AUM by Relationship Manager

Accounts with AUM > 0

Relationship Manager # of Active Clients Total AUM (USD)
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Fee Type

By Accounts

By Clients

AUM by Bank / Custodian

#Bank / CustodianAUM (USD)% of Total
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Top 10 Clients by AUM

#ClientAUM (USD)% of Total
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Top 10 Holdings (Firm-wide)

#SecurityIsin/TickerMarket Value (USD)% of Total AUM
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AI

AI Assistant

Load firm data first to enable context-aware answers.
What is total AUM? Which bank has the most AUM? Who are the top 5 clients? What are the top holdings? Summarise the firm snapshot

Answers

Statements
Bank Connections

Trades

Trade Details ◈ Reconciliation ◈ Suitability
Exec Date Client Acct # Security Type Quantity Price CCY Notional Commission Status Approval Actions Recon Bank Amt Diff Suitability Obj Strategy Prod Info PRR vs CRR
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Beta Retrocession Upload & Approval is currently in beta testing. Data entered will be retained. Please report any issues to Operations.
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Bank Statements

Upload statements, view holdings and transactions, and manage bank connections.

? Guide

Client Bank Accounts

Register portfolio numbers so BOS PDF statements can be committed to the PMS.

Client Name Account / Portfolio No. Custodian Bank Primary RM Status Risk
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Bank Statements
PA Requests
Approvals
Policies
Transactions
History
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Compliance Exceptions

Licence breach records — review and resolve

Date Security Requires Source Classification Pending? Status
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Operations & Risk Report

Half-yearly compliance deliverable. Sign-off is restricted to Operations.

Period Status Created Last Edited Signed Off Actions
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Status — Draft: editable. Signed Off: locked; only Operations can reopen.

Compliance Report

Half-yearly compliance deliverable. Sign-off restricted to Compliance, Ops, and Admin.

Period Status Created Last Edited Signed Off Actions
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Status — Draft: editable. Signed Off: locked; Compliance, Ops, or Admin can reopen.

Product Approval Queue

Auto-created securities pending RO review before trading is enabled

Created Security AI Classification Confidence Reason Requires Licence Status
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as of latest month · 6-month window
Outflow or near-zero
Large unexplained swing
Onboarded in window
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Monthly AUM

Securities Library

Browse, edit, and manage all securities in your securities master

Security Name Ticker ISIN Description Asset Class Asset Wrapper Product Type Sector PRR Strike K/O Expiry/Mat. CCY Status Created By Created On Linked Records
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Classification Policy

Reference definitions for Asset Wrapper categories. Admin and Ops/Compliance roles can edit these rules.

ℹ️ This policy is a reference guide in Phase 1. Engine wiring (auto-classification from these rules) is deferred to a follow-up session.

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Custodians

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Clients

All Not screened High risk Missing agreement Active only
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System Updates

Track platform changes and your team's activity in one place.

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